Corporate and Securities Law

We advise clients and draft agreements for a variety of corporate and securities law matters.  These range from simple entity formations to complex securities offerings.  Our clients vary from simple “mom and pop” businesses to sophisticated financial institutions.  A summary of the types of corporate and securities matters we advise on include:

Business Agreements

• Partnership Agreements, LLC Operating Agreements and other business arrangements
• Non-Disclosure and Confidentiality Agreements
• Employment and Consulting Agreements
• IP Licensing Agreements
• General Business Contracts

General Corporate Advice

• Start-ups and business formation (corporations, partnerships, LLCs)
• Business disputes and litigation management
• Board advisory

Securities Advice

• Private placements (equity and debt) including Venture Capital, Private Equity and “friends and family” raises
• Securities and trading advice
• Section 13 and Section 16 reporting (including 13D/G and 13F reporting)

Mergers and Acquisitions

• Mergers, asset sales, and joint ventures
• Buyer or seller representation